The breadth of our capabilities, coupled with our client-centric service model, enables us to deliver totally personalized solutions that meet your specific needs. We are focused on providing the comprehensive outsourcing solutions you need to handle your daily tasks, as well as the business intelligence that will help you take hold of new growth opportunities. Our portfolio of services spans the investment continuum, providing financial advisors, distributors, and asset managers with innovative tools to run their businesses more efficiently and effectively.
Advanced Output Solutions
Solutions for design, printing, delivery and archiving of critical
financial communications
Advertising Review Solution
Automated solution for review and annotation of advertising and
marketing materials, including compliance with archiving requirements
AdvisorCentral®
Provides financial advisors with a consolidated view of all mutual fund
and annuity client accounts across multiple recordkeeping platforms
ADVISORport®
Provides highly scalable managed account technology and operations
services, integrating a wide spectrum of investment products and
administrative services into a single client solution
Albridge® Solutions
Delivers sophisticated portfolio accounting and enterprise wealth
management services to financial advisors
Alternative Investment Services
Trade support, middle- and back-office solutions for onshore and
offshore funds, including hedge, private equity and fund of funds
Beneficiary Asset Retention
Full administration of retained asset account programs for insurance
companies
Blue Sky
Paperless filing solution that ensures compliance with state Blue Sky
laws that regulate the sales of securities
Coates Analytics
Provides Web-based analytical tools that
help asset managers expand distribution and simplify fund oversight
Distributor Services
Provides critical broker/dealer functions, including statutory
underwriting, commission reporting and payment, selling agreements and
review/filing of sales literature with FINRA
Fund Accounting and Administration
Multi-currency accounting and administration services for the global
investment industry
Fund Start Up
Complete solution from planning and registration to daily operational
support to help start and run a new fund in a cost-effective manner
Global Custody
Wide-ranging global services are provided in a straight-through
processing environment, from trade settlement to income collection to
corporate actions
Integrated Banking Transaction
Services
Multi-faceted solution for brokerage firms, including debit card,
checking, ACH processing, electronic bill payment, ATM deposits, as well
as automated cash management programs
International Services
A complete solution for trade support, middle-office, and back-office
needs of alternative and traditional asset managers
Managed Accounts Services
A complete solution that includes an industry-leading managed account
platform for program sponsors and a full-service outsourcing service for
money managers
Marketing and Distribution Services
Strategy and program development designed to help clients expand
distribution channels and penetrate new markets
Regulatory Administration and
Compliance Support
Solutions to keep pace with the complex regulatory environment,
including Rule 38a-1, prospectus filing support, board and shareholder
meetings, and comprehensive regulatory administration
Securities Lending
Lending program for U.S. and international securities, offering the
opportunity to generate incremental income on available portfolio
securities
Subaccounting
Complete solution for brokerage firms, enabling them to bring
shareholder accounting and administration in-house for self-clearing
mutual fund trades, recordkeeping, wrap processing and enhanced control
of client accounts
Transfer Agency
Provides a full array of integrated shareholder recordkeeping services,
along with flexible delivery options ranging from full-service to remote
options